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Regulation NMS
Results: 1042

#	Item
981	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]; SR-BX[removed]; SR-BYX[removed]; SR-CHX[removed]; SR-EDGA[removed]; SR-EDGX[removed]; SR-FINRA[removed]; SR-ISE2014-25; SR-NASDAQ[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 11:26:38 United States Securities and Exchange Commission United States Financial Industry Regulatory Authority Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Regulation NMS New York Stock Exchange Self-regulatory organizations Economy of the United States United States securities law
982	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]February 25, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proce Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-26 09:23:45 Finance United States Securities and Exchange Commission NYSE Euronext Economy of the United States Stock market Regulation NMS New York Stock Exchange Dark liquidity Order Financial markets Financial economics Investment
983	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-TOPAZ[removed]December 31, 2013 Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Rule Change to More Specifically Add Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-31 15:25:12 Finance United States Securities and Exchange Commission Stock market Financial services Securities Exchange Act Order Broker-dealer Futures contract Regulation NMS Financial economics Financial markets Investment
984	Proposed Rule: Regulation of Non-Public Trading Interest (Corrected) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-23 11:30:17 Finance Stock market United States Securities and Exchange Commission Alternative Trading Systems Regulation NMS Order Dark liquidity Securities Exchange Act Electronic communication network Financial markets Financial economics Investment
985	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 9, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-13 07:39:07 73rd United States Congress Securities Exchange Act Regulation NMS Alternative Trading Systems Securities and Exchange Commission Financial regulation Financial economics United States Securities and Exchange Commission United States securities law Government
986	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]March 26, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-27 08:58:57 Stock market Investment Financial system Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Beta Upsilon Chi Regulation NMS Securities regulation in the United States Financial economics United States securities law United States Securities and Exchange Commission
987	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 19, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change to Adopt a New Order Type Ca Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-20 10:11:01 Investment Order NYSE Arca New York Stock Exchange Securities Exchange Act Regulation NMS Finance Stock market United States Securities and Exchange Commission Financial economics
988	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]June 16, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-17 09:54:17 Finance Market maker Short Regulation NMS Exchange-traded fund Philadelphia Stock Exchange Options Clearing Corporation London Stock Exchange Financial markets Financial economics Investment
989	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]June 5, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-06 08:14:01 Financial system Finance United States securities law Regulation NMS Self-regulatory organizations Securities Exchange Act National best bid and offer New York Stock Exchange Market data Financial markets United States Securities and Exchange Commission Financial economics
990	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-30 17:49:39 Economy of the United States Self-regulatory organizations Financial economics NASDAQ Securities Exchange Act Financial system U.S. Securities and Exchange Commission Regulation NMS Stock market United States Securities and Exchange Commission United States securities law 73rd United States Congress

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